Upcoming Events
Finance
AUG
21
21 - 23 Aug 2024 | London, United Kingdom
Business
SEP
5
PEAI 2024
05 - 06 Sep 2024
Johannesburg, South Africa

Aug
18

Preparing for a BSA/OFAC Regulatory Examination

 
 Seminar/trade show (noCPF)

When:

  18 Aug 2020

Where:

  Online Event | United States

Website URL:

  https://www.complianceonline.com/preparing-for-a-bsa-ofac-regulatory-examination-webinar-training-703554-prdw?channel=brownwalker

Sponsoring organization:

  Compliance Online

Categories:

  Business - Finance

Keywords:


Event description:

A BSA/OFAC regulatory examination can throw an unprepared financial institution into chaos and expose it to potentially expensive missteps. This webinar will address what happens when the regulator arrives, how to handle questions, and how to document the examination. Materials include tools to organize for and track steps in the examination. It will guide you in putting a plan in place for the BSA/OFAC examination so that your organization will not be caught flat-footed. This webinar combines experiences from examinations along with a tested approach to prepare your team – the AML/OFAC departments, documentation, agents, and business staff tasked with AML/OFAC responsibilities – to positively and accurately represent your AML and OFAC programs to regulators for the most efficacious outcome. At the end of the session, the instructor will invite your questions concerning BSA/OFAC examinations.

Posting date:

09 August 2020  |  182 views

Placement:

Not-featured (How do I make my event featured?)